Study for the Series 6 Exam: Investment Companies and Variable Products - Paperback

by Bob Eder (Author)

Study for the Series 6 Exam is a study guide for applicants planning to sit for the Series 6 exam. This exam is necessary for those who wish to become registered as representatives for investment companies, mutual funds, and variable products, such as variable annuities and variable life insurance. Study for the Series 6 Exam includes chapters on financial statements, communications with customers, rules and regulations of the SEC and FINRA, handling customer accounts, equity and debt securities, taxes, and much more. The text includes two exams of 75 questions each, with full answers and explanations.